
| Suite
830 990 Hammond Drive Atlanta, Georgia 30328-5511 |
(770)
804-5578 |
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http://www.rothassociatesinc.com/
Copyright © 1999-2011, Roth & Associates, Inc. The broker-dealer, investment advisor, BD agent or IA rep in question may only transact business in a state if first registered, excluded or exempted from state broker-dealer, investment advisor, BD agent or IA rep registration requirements, as may be; and follow-up, individualized responses to persons in a state by such broker-dealer, investment advisor, BD agent or IA rep that involve either the effecting or attempting to effect transactions in securities, or the rendering of personalized investment advice for compensation, as may be, will not be made absent compliance with state broker-dealer, investment advisor, BD agent, or IA rep registration requirements, or an applicable exemption or exclusion. Investment products and services available only to residents of AL, CA, FL, GA, IL, KY, MD, NJ, NY, NC, PA, TN, & TX. Fee-based investment advisory services available only to residents of FL, GA, KY, MD, NC, PA, and TX.
Securities and investment advisory services offered through FSC Securities |
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| www.finra.org | www.sipc.org |